This panel will present a critical discussion of recent legal and regulatory developments relevant to asset managers and pool operators in the derivatives space. Topics will include recently finalized SEC rule 18f-4, new CFTC and NFA requirements for pool operators, the impact of uncleared swap margin rules, IBOR replacement, position limits and JAC/CFTC actions on margining of multiple accounts of the same beneficial owner on asset management, and potential issues raised by new and emerging asset classes such as digital assets and ESG products.
Robert Klein, Managing Director and Counsel, Citigroup Global Markets
Nicole Kalajian, Counsel, Stradley Ronon Stevens & Young
Matthew Klein, Senior Counsel, The Vanguard Group
Dorothy Mehta, Partner, Cadwalader, Wickersham & Taft
Raymond Ramierez, Partner, Eversheds Sutherland